In financing transactions, many companies consider raising capital through debt rather than equity. The reasons for this vary, but many mistakenly assume that issuing debt eliminates the need for securities compliance. This misunderstanding often leads companies to overlook key compliance requirements, such as registration or qualifying for an exemption under securities law. Understanding when and...
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On the first day of his presidency, Donald Trump signed an executive order challenging a fundamental constitutional right, birthright citizenship. The Fourteenth Amendment guarantees citizenship to individuals born within the United States. Trump’s order seeks to redefine eligibility, denying citizenship to children born to parents who are in the U.S. unlawfully, as well as to...
In a significant policy shift, the U.S. Citizenship and Immigration Services (USCIS) has announced that, effective January 22, 2025, applicants for adjustment of status to lawful permanent resident (Green Card applicants) will no longer be required to provide proof of COVID-19 vaccination on their Form I-693, Report of Immigration Medical Examination and Vaccination Record. Under...
In his first few days in office, President Trump and his administration have introduced a slew of measures aimed at reducing Immigration. On his first day, he signed a number of executive orders that will reshape the Immigration landscape as we know it for the foreseeable future. This article will focus on the changes that...
The SEC’s recent charges against private securities issuers highlights the importance of securities compliance. On December 20, 2024, the Securities and Exchange Commission (“SEC”) announced charges against several entities for failing to file Form D for their offerings. These charges resulted in substantial civil penalties totaling $430,000. What is Form D? Form D is a...
Fund managers and syndicators should consider forming a brand new entity rather than using an existing entity or managing the fund or syndication individually. Here’s why: Liability Protection: The primary and most important reason to form a new entity to manage your fund or syndication is for liability protection purposes. First, utilizing an entity (rather...
With the holidays quickly approaching, so is an important regulatory requirement that likely affects your business. The deadline for filing Beneficial Information (BOI) reports with the Financial Crimes Enforcement Network (FinCEN) for entities formed before January 1, 2024, is January 1, 2025. Before commencing your New Year’s Eve celebration, be sure to file your BOI...
With Donald Trump’s 2024 U.S. election win and the Republican’s win of the House of Representatives, several changes to tax laws are anticipated as Trump takes office. These proposals particularly focus on the Tax Cuts and Jobs Act of 2017 (“TCJA”) as many provisions are set to expire. Below are some of the proposed changes...